2 Fresher Market Supervision Officer Job Opportunities – Capital Markets Authority (CMA)

Job Title:      Market Supervision Officer (2 Fresher Job Placements)

Organization: Capital
Markets Authority (CMA)

Duty Station: 
Kampala, Uganda

Reports to: Manager
Market Supervision

About US:

The Capital Markets
Authority (CMA) is a statutory body, established in 1996 by the Capital Markets
Authority Act (Cap 84) as amended, to promote, develop and regulate the capital
markets industry. CMA is governed by a Board of Directors appointed by the
Minister of Finance, Planning and Economic Development.

Job Summary:   The Market
Supervision Officer will carry out supervision processes to enable the
Authority regulate and maintain an orderly, fair and efficient capital market
in accordance with the relevant laws, regulations, policies and procedures.

Key Duties and Responsibilities:  

analysis and preparation of quarterly Assets Under Management (AUM) and
bi-annual capital reports for Fund Managers and Collective Investment Schemes
in line with the regulatory requirements;

the processing of approval of prospectus applications and other approval
requests in line with regulatory requirements and the client service charter;

in regular monitoring of conduct of business of licensed persons in line with
regulatory requirements;

and analyse national capital markets data and trends and develop a database of
performance data for publication and other research purposes;

in offsite and onsite inspections of intermediaries in line with the
inspections plan and timetable informed by risk and compliance assessment

in tracking of compliance of intermediaries with the CMA CISI Certification

the inquiry into the affairs or conduct of a licensed or approved person and
gather information that will be used to hear and determine any findings
concerning any acts or commission; capturing, seeking resolution and reporting
of investor related complaints;

other related duties that may be assigned from time to time.

Qualifications, Skills and Experience:

The applicant
must hold a Bachelor’s degree in Accounting, Finance, Economics, Law or other
relevant degree from a reputable university;

Full or
part qualification from the Chartered Institute for Securities & Investment
(CISI) or the Chartered Financial Analyst (CFA) is an added advantage.

A minimum
of two years of relevant work experience gained from a reputable private or
public sector organization, accounting, audit or law firm;

in the capital markets industry is an added advantage;

report writing skills;


Integrity & professionalism;

to work under tight deadlines with minimal supervision;

interpersonal skills;

oral & written communication and presentation skills.

How to Apply:

All suitably
qualified and interested candidates should hand deliver or send via email (in
standard tile types, namely Microsoft Word or Adobe Acrobat (pdf) in a single
attachment, and should not exceed 10MB) their applications together with a
recent CV (with 3 references), copies of Academic Transcripts and/or
Certificates addressed to:

The Human Resource
& Administration Officer,

Capital Markets

8th Floor, Jubilee
Insurance Center,

Plot 14 Parliament

P.O Box 24565
Kampala. Uganda

Email: info@cmauganda.co.ug

Deadline: 26th June 2020 by 5:00pm


shortlisted candidates will be contacted.

application will only be reviewed if you have fulfilled all the above stated
requirements, including submission of documents in standard tile types. Zipped
tiles, links and / or multiple attachments are not acceptable.

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