The Ugandan Jobline

• Ensure compliance with regulatory
  framework put in place by local and international stakeholders
• Identify and inform of any changes to
  legislation and other regulatory requirements relating to AML/CTF and
  other regulatory requirements
• Improve and maintain Anti Money Laundering
  (AML) and Counter Terrorist Financing (CTF) policies and procedures
• Develop AML guidance materials, training
  resources, and controls
• Implement the annual AML plan and perform
  the relevant quality assurance checks to ensure adherence and conduct due
  diligence reviews.
• Develop tools to monitor, analyze, and
  report suspicious activity
• Address issues relating to transaction
  monitoring, filtering, and sanctions
• Provide oversight to the operational team,
  which acts as the first line monitors and investigators of suspicious
  activity.
• Enforce the reporting obligation of the
  Bank in relation to AML and CTF.
• Ensure that there is an ongoing staff
  training program on money laundering control for all members of staff
• Coordinate KYC and AML information
  requirements from key stakeholders such as correspondent banks.
• Establish and continuously improve a
  consistent operating framework for the identification, management,
  monitoring and reporting of Compliance risks and issues.
• Responsible for ensuring that the
  operating framework meets internal and statutory requirements
• Liaise with Risk Management and Internal
  Audit on risk related issues, as well as non-compliance with internal
  policies, legislation, rules and regulations.
• Monitor non-compliance and escalate any
  issues where non-compliance is not addressed
• Ensure Policy/Procedure/Regulatory
  Compliance across the Bank

• The applicants for the Finance Trust Bank Money
  Laundering Control Officer/Compliance Supervisor should hold a Bachelor’s
  degree in Accounting or Finance or any other related discipline from a
  recognized University.
• Professional qualification e.g. ICA, ACCA,
  CPA desirable
• At least three years’ experience working
  in the Compliance field in a reputed financial institution.
• Working knowledge of Risk analysis systems
  in the Banking industry.
• Good understanding of the business
  processes and banking operations.
• Good understanding of the reporting
  regulations and compliance requirements of key stakeholders
• Up to date with legal and regulatory
  changes in the industry.
• Excellent analytical and problem solving
  skills.
• Good at analysis and decision making
  skills.
• Ability to transfer knowledge and provide
  guidance.
• Ability to work long hours without
  supervision.
• Ability to work on own initiative and as
  part of a team.
• Excellent interpersonal skills.

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